Securities Exchange Act

Results: 28007



#Item
871Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Derivative / Securities Act / Financial regulation / Financial economics / United States securities law

Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-11 17:13:17
872United States Securities and Exchange Commission / Securities / Investment / New Deal / Securities Act / Prospectus / Finance / Securities regulation in the United States / Stock market / Financial economics / United States securities law

FY14.6 Revision of Financial Forecasts

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Source URL: www.garage.co.jp

Language: English - Date: 2014-06-27 05:28:40
873Investment / United States securities law / Economics / 73rd United States Congress / United States Securities and Exchange Commission / Form 4 / Security / Stock / Securities Exchange Act / Stock market / SEC filings / Financial economics

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL OMB Number:

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Source URL: c272342.r42.cf1.rackcdn.com

Language: English - Date: 2015-03-03 16:25:07
874

KAYNE ANDERSON PROXY POLICY Miscellaneous Complaint Submission: Pursuant to paragraph {ii) of Rule 17a-3{a){18) of the Securities and Exchange Act of 1934, Kayne Anderson Capital Advisors L.P. clients may submit their cu

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Source URL: kaynecapital.com

- Date: 2014-05-09 20:40:57
    875Securities Investor Protection Corporation / U.S. Securities and Exchange Commission / Collective investment scheme / Short / Michael Quigley / Financial economics / Investment / Finance

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 28, 2015

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-28 12:14:11
    876United States securities law / Financial economics / SEC filings / Financial statement / MTS / Securities Act / Ukraine / U.S. Securities and Exchange Commission / Stock exchange / Finance / Business / Stock market

    file://C:16513056797_P66508CHE_2189869s56-1-ba.htm

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    Source URL: www.mtsgsm.com

    Language: English - Date: 2007-06-25 12:08:24
    877United States securities law / Investment / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / Repurchase agreement / Warrant / Financial economics / Finance / SEC filings

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL OMB Number:

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    Source URL: c272342.r42.cf1.rackcdn.com

    Language: English - Date: 2015-03-02 09:15:37
    878Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Government / Financial regulation / Finance / SEC filings / Form 10-K / Securities Exchange Act

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 18, 2015 ADMINISTRATIVE PROCEEDING

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-18 14:58:07
    879Financial system / United States Securities and Exchange Commission / Broker-dealer / Fixed income market / Financial adviser / Securities Exchange Act / Financial economics / United States securities law / Finance

    Commissioner Marilyn Brown President ● Commissioner Paula Brooks

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    Source URL: budget.franklincountyohio.gov

    Language: English - Date: 2014-08-05 15:44:20
    880Financial services / Economy of Maharashtra / Economy of Mumbai / Tata Group / Securities and Exchange Board of India Act / Tata Sons / Tata Consultancy Services / Depository participant / Diversification / Financial economics / Investment / Finance

    Disclosure Document6 6.xls

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    Source URL: www.tatasecurities.com

    Language: English - Date: 2014-02-06 23:59:00
    UPDATE